Capital Markets | Sectors

Make smarter decisions

Whether you’re focused on front, middle or back office, our consultants have experience right across the sector, and can help you shape the best path to change. We work with:

Investment Banks
Brokers
Venues & Market Infrastructure
Research Firms
Data Providers

Trust us to make change happen

Front Office Controls
Development of control frameworks and approaches to business supervision

Operations & Technology
Operating model definition, operational efficiency, cost reduction, process improvement and sourcing

Business Change Advisory
Design and re-structuring of change functions, portfolio reviews, change planning & delivery

Regulation & Compliance
Delivering programmes to implement regulatory change, including compliance and MiFID remediation

Programme and project planning
End-to-end lifecycle of support through design, mobilisation, delivery through to QA and recovery of complex change programmes

We are dedicated to helping our clients create real, positive change

“Our first experience of working with PEN has been a highly successful one. They understood the brief, and brought clarity and expertise to the problem. The team fit with ICAP was excellent and enabled PEN to get the best from our people.”

Samantha Wren, COO/CFO, Global Broking ICAP

Improving your performance in Capital Markets

Make smarter decisions

Trust us to make change happen

We are dedicated to helping our clients create real, positive change

“Our first experience of working with PEN has been a highly successful one. They understood the brief, and brought clarity and expertise to the problem. The team fit with ICAP was excellent and enabled PEN to get the best from our people.”