Helping you prosper in Investment and Wealth Management

Grow with our specialist advice

Grow with our specialist advice

Advising on the best investments comes down to smarter decision making – something our consultants know only too well. We partner with:

  • Investment Managers
  • Wealth Managers
  • UHNW & Family Offices
  • Service Providers

Trust us to make change happen

Trust us to make change happen

Strategy Development and Implementation

Refining and executing on strategy, from a roadmap of change initatives to more tactical changes

Operating Model and Organisational Design and Implementation

Tactical and strategic operating models, and organisational design and implementation

Post Merger Integration

Process and system standardisation, governance and reporting framework alignment, and technology and infrastructure consolidation

Regulatory Change

Delivering programmes to evaluate the impacts of changing regulation and to implement regulatory change

Data and Technology

Supporting investment businesses across the entire data value chain, maximising the value of data

New Product Development and Launch

Market review and validation, developing segmentation and distribution approaches, product structuring and regulatory approvals

Customer Experience

Enhancing the experience delivered to retail and institutional investors


Recent projects in Investment and Wealth Management

Operating model and organisational design

We helped a client reduce complexity whilst improving profitability and scaling for the future

Merger support

We were asked by a client to provide merger and project management expertise to ensure the deal closed successfully and in the shortest time possible

Designing a strategic change roadmap to reduce costs

We helped our client design a new operating model that will deliver on the cost savings they had committed to achieving, over a three year period.

Implementing a data strategy

We helped a large asset manager set up and operationalise data governance and management across the business

Designing a new Target Operating Model and Transition Approach

Designing a new Target Operating Model and Transition Approach to enable a nearshore sales team

Executive alignment for joint venture

PEN were asked to assist in bringing together a leadership team from a variety of backgrounds and heritages, different company cultures and ways of working

We are dedicated to helping our clients create real, positive change

“PEN’s support has been practical, relevant and experienced, and this has again shone through for us. PEN’s team were very adept at letting us as a client express our views and have our debate, but have proved to be very able at timely interventions.”

David King, Chief Financial Officer, UK & Europe, Prudential

“This is the first time I’ve worked with PEN and I’m pleased with the outcome. We asked PEN to deliver a complex piece of work with demanding timescales. The team from PEN absolutely delivered.”

Peter Hetherington, CEO, Schroders Personal Wealth

“Best piece of work we have had delivered externally and you have way exceeded our expectations, the FCA will be blown away by this.”

Board Member, Head of Risk and Compliance at a global asset management firm